Policy and product summarisation
Summarise long policy documents, fund factsheets, and product disclosures into customer-ready or internal briefings.
AXOS for finance and insurance
AI for regulated finance teams without the regulatory tail risk
AXOS supports banks, asset managers, insurers, and brokers that need modern AI capability inside the same controlled environment they already use for client data.
Who this page is for
Built for CIOs, COOs, heads of compliance, and operations leaders at regulated financial services and insurance firms.
No egress
External calls off by default
Audit log
Exportable to SIEM
DPA
Available before evaluation
Workflows AXOS supports
Each workflow is a starting point for an evaluation. Pilots typically focus on one or two of these and expand from there.
Claims triage and reserve memo drafting
Draft first-pass claims analysis, reserve memos, and coverage notes from policy text and loss documentation.
Compliance knowledge search
Search internal policies, regulator handbooks, and approved guidance with retrieval scoped to the user’s function.
Onboarding and KYC narrative support
Assist analysts drafting onboarding memos and KYC findings using internal templates and approved data sources.
Investment research note drafting
Help research analysts structure first drafts from internal models, prior notes, and approved external research.
Internal audit and control evidence
Summarise control evidence and audit interview transcripts for the internal audit team without exposing data externally.
Regulatory alignment
These are the frameworks our customers most commonly map AXOS against during a security and compliance review. AXOS does not certify customer compliance on its own, but it gives security and compliance teams a defensible starting position.
- FCA SYSC and Operational Resilience (UK)
- Customer-controlled deployment supports operational resilience and outsourcing requirements under SYSC and SS1/21.
- EU DORA
- Self-hosted boundary helps firms keep critical AI workloads inside their ICT risk-management perimeter.
- PRA SS2/21 on outsourcing and third-party risk
- Deployment-time control gives prudentially-regulated firms a defensible third-party risk position.
- NIST AI Risk Management Framework
- AXOS controls map to AI RMF functions (govern, map, measure, manage).
- UK GDPR and DPA 2018
- Customer data does not leave the customer environment; DPA available; subprocessor list maintained.
Integrations relevant here
Integrations available today and on our roadmap for this sector. Detail by integration is on the integrations page.
- Microsoft 365 / SharePoint / Teams
- Microsoft Outlook
- Bloomberg, FactSet, Refinitiv (file ingestion)
- SFTP and S3-compatible storage
- Active Directory / Azure AD via SAML or OIDC
- Splunk, Elastic, Datadog (log export)
How buyers in this sector evaluate AXOS
Use these as the criteria for a structured technical and procurement review. We are happy to walk through each with your security, compliance, and operations teams.
Data residency and tenancy boundary
Access control and segregation of duties
Audit log coverage and SIEM export
Resilience pattern and DR strategy
Model behaviour reproducibility
Third-party risk and outsourcing evidence
Want to evaluate AXOS for finance?
We will set up a working session with your team to walk through the workflows above, the integrations you need, and the regulatory references that apply to your environment.